Financial Services and General Regulation
We advise clients on various aspects of the UK regulatory regime for financial services including authorisation requirements and the continuing obligations of authorised persons.
We also advise on the regulatory requirements to be observed on the launch of investment funds and of other new products or services and on the marketing of debt and equity securities.
In addition to advising on the regime under the Financial Services & Markets Act 2000, we can also assist with the requirements of:
- the Consumer Credit Acts 1974 and 2006
- money laundering legislation
- data protection and freedom of information
- environmental laws
- health and safety
Please also see Commercial section
To contact our Corporate Team please call the number below or email one of our team.
Call 01392 207020